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Journal of Virology, July 2005, p. 9306-9314, Vol. 79, No. 14
0022-538X/05/$08.00+0 doi:10.1128/JVI.79.14.9306-9314.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
Evidence of Recombination between Divergent Hepatitis E Viruses
Hélène van Cuyck,1
Jun Fan,2
David L. Robertson,2* and
Pierre Roques3
Etat Major des Armées, Maîtrise des Armements, Cellule d'analyse des risques biologiques et chimiques, Paris, France,1
Faculty of Life Sciences, University of Manchester, Manchester, United Kingdom,2
Service de Neurovirologie, DSV/DRM CEA, CRSSA, Fontenay aux Roses, France3
Received 10 December 2004/
Accepted 13 March 2005

ABSTRACT
Phylogenetic and recombination analysis was performed on 32
complete hepatitis E virus (HEV) genomes from infected humans
and pigs. For the first time, evidence for recombination between
divergent HEV strains was obtained, with at least two strains
being found to have discordant phylogenetic relationships consistent
with the occurrence of intragenotype recombination. This finding
confirms that humans can be dually infected with divergent HEV
strains and has implications for the emergence and evolution
of new HEV epidemics.

TEXT
Hepatitis E virus (HEV) is a causative agent of enterically
transmitted hepatitis disease and, apart from infections of
pregnant women, is generally associated with low mortality (
11,
17). Outbreaks of HEV have been described to occur in many regions
of the world, including Asia, Africa, and Mexico (
1,
33,
53),
while sporadic cases have been documented in the United States,
Africa (
9), and Europe (
27,
37,
38,
60). HEV is presumed to
be a zoonotic disease, as surveys of both wild and domestic
animals have found evidence for human-related HEVs in rats (
12,
22), pigs (
2,
7,
21,
29,
32,
56), deer (
45), and wild boar (
41).
Direct animal-to-human transmission of HEV has been demonstrated,
for example, from deer to human as a result of eating uncooked
meat (
45). Interestingly, HEV characterized from swine in countries
where HEV is not endemic is usually closely related to cases
of sporadic human HEVs from the same country, for example, in
the United States and Japan (
29,
30,
42,
57), while in India,
where HEV is endemic, human and swine HEV strains are not closely
related (
2). This suggests that in certain regions HEV is more
established in the human population and that in other regions
HEV is emerging as a result of direct contact with animal reservoirs
for the virus. Divergent HEVs with no human counterparts have
also been found in chickens (avian HEV). Avian HEV shares only
50 to 60% nucleotide sequence identity with HEV from humans
and swine (
15,
16).
HEV is a positive single-stranded RNA virus that is approximately 7,200 nucleotides (nt) in length. HEV's genome is capped and polyadenylated and has three open reading frames (ORF) (Fig. 1). As the organization of HEV's genome resembles that of Caliciviridae, at one time it was considered a member of this family (11). Sequence analysis has suggested that HEV should be reclassified, and the International Committee on Taxonomy of Viruses has created a new family, Hepeviridae, with HEV as the prototypic member of the genus Hepevirus (10). HEV has been classified further into four major genotypes (I to IV) (39). Genotype I includes Asian strains from India, Burma, Nepal, China, and Pakistan (3, 4, 13, 31, 40, 44, 49, 55) and African strains from Chad, Algeria, Tunisia, Morocco, Egypt, and Namibia (6, 18, 26, 48, 54). Genotype II includes U.S., Japanese, and European strains (38, 43, 60). Genotype III includes Mexican and African (Nigerian) strains (5, 20), and genotype IV includes Chinese (Shanghai) and Japanese strains (43). Note that alternative proposals for the classification of HEV strains have also been made (see the review by Schlauder and Mushahwar [39] for a detailed discussion).
Analysis of the complete genome of a new African strain from
Chad resulted in the proposal of a subgenotype of genotype I
(or possibly a new HEV genotype) for that strain and an African
strain from Morocco (
52). Interestingly, the study of the Moroccan
strain revealed the possibility of recombination between some
of the genotype I strains. The aim of this study was to analyze
the 32 available complete HEV genome sequences in order to systematically
investigate the presence of recombination among HEV strains.
A search for recombination events between the strains, within
or between genotypes, was done using split decomposition, diversity
plotting, an informative-site test, and statistical comparisons
of maximum likelihood phylogenetic trees, as previously described
(
19,
35,
36).
The following 32 sequences were retrieved from GenBank: M73218-Burma, 7,194 nt; D10330-Myanmar, 7,194 nt; M74506-Mexico, 7,170 nt; M80581-Sar55/Pakistan, 7,138 nt; M94177-China B/Xinjiang, 7,194 nt; L25595-China C/Xinjiang, 7,193 nt; D11093-China D/Xinjiang, 7,194 nt; X99441-India/Madras, 7,194 nt; AF051830-Nepal/TK15-92, 7,193 nt; AF185822-Abb/2B Pakistan, 7,143 nt; AF060668-HEV US-1, 7,186 nt; AF060669-HEV US-2, 7,251 nt; AJ272108-Genotype 4/China Shanghai, 7,232 nt; AB074917-JKK Sap/Japan, 7,223 nt; AB074915-JAK Sai/Japan, 7,224 nt; AB074920-JMY-Haw/ Japan, 7,228 nt; AB074918-JKN Sap/Japan, 7,244 nt; AY230202-Morocco, 7,143 nt; AY204877-Chad T3, 7,154 nt; AF076239-India Hyderabad, 7,129 nt; X98292-fulminant India, 7,193 nt; AF082843-USA Swine, 7,207 nt; AB073912-swJ570/Japan, 7,225 nt; AB080575-HE-J14/Japan, 7,171 nt; AB089824-HE-JA10/Japan, 7,244 nt; AB097812-HE-JA1/Japan, 7,240 nt; AP003430-JRA1/Japan, 7,230 nt; AY115488-swCAN-Arkell/Canada, 7,242 nt; AF459438-North India/Jameel, 7,191 nt; L08816-China/Xinjiang, 7,176 nt; AB097811-swJ13-1/Japan, 7,258 nt; and AB108537-CCC220 China/Changchun, 7,193 nt. Multiple sequence alignments were constructed using the CLUSTALW program, version 1.8 (available from http://www-igbmc.u-strasbg.fr/BioInfo). The alignment was adjusted to be in the correct reading frame by using the alignment editor Se-Al (version 2.0; available from http://evolve.zoo.ox.ac.uk). Ambiguous regions and all sites including a gap were removed from the alignment.
First, a representation of the phylogenetic history of the 32-genome sequence alignment was inferred using split decomposition, implemented with the program SplitsTree 2.4 (available from http://www-ab.informatik.uni-tuebingen.de/software), with the pairwise differences between sequences estimated by the Kimura 3-ST model. Split decomposition depicts parallel edges between sequences if there are conflicting phylogenetic signals in the data. When the network was depicted to scale, one split regarding the phylogenetic position of genotype I strain China D was indicated (Fig. 2A). Note that it is necessary to view the network without branch lengths in order to visualize all of the possible splits in the data. This revealed that, in addition to China D, the genotype I strains Nepal TK15, Morocco, and Chad T3 and the genotype IV strain HE-JA1 exhibited conflicting phylogenetic signals (Fig. 2B).
To further investigate these putative recombinants, diversity
plotting was performed on each by using a window of 300 nucleotides
in increments of 50 nucleotides (available from
http://bioinf.man.ac.uk/
robertson/recombination).
Only two strains, China D and Nepal TK15, showed clear evidence
for relative shifts in pairwise diversity with other strains
(Fig.
3A and
4A, respectively). Strain HE-JA1 does show a shift
in the relative closeness of different genotype IV strains,
but due to the low levels of diversity, this result is less
conclusive. The results for the Morocco and 83-Chad T3 strains
were inconclusive (data not shown). This could be due to false-positive
results from the split-decomposition analysis or the absence
of strains in our data set that are sufficiently related to
the actual strains involved in the putative recombination. Diversity
plotting was also performed on the remaining 27 sequences, and
no further evidence of shifts in relative diversity indicative
of recombination were observed. This indicates that split decomposition
alone is an effective method for identifying (and visualizing)
recombination in a data set.
For three of the putative recombinants (China D, Nepal TK15,
and HE-JA1), the HEV lineages that are relatively closely related
to the respective "parental" strains involved in the recombination
can be identified from the split-decomposition network (Fig.
2B). This result was further confirmed by the diversity plotting
(Fig.
3A,
4A, and
5A). As neither of these methods assessed
the statistical support for the recombination, further analysis
was performed. First, to more accurately locate the positions
of the putative recombination breakpoints in China D, Nepal
TK15, and HE-JA1 and to test their significance, a four-sequence
informative-site test (4-SIS) was performed (available from
http://bioinf.man.ac.uk/
robertson/recombination). The alignment
included one of the recombinants, two genotype strains chosen
from the split-decomposition analysis, and an outgroup sequence.
See Fig.
3 to
5 for details of the strains used for the analysis
of China D, Nepal TK15, and HE-JA1, respectively. Two types
of informative sites were distinguished, corresponding to the
clustering of the putative recombinant with either of the reference
strains chosen, and the distribution of these sites was surveyed
for each (Fig.
3B,
4B, and
5B). The optimal breakpoint was located
by maximizing a
2 value (
28,
35). Statistical significance was
assessed by performing 1,000 permutations and for each permutation,
maximizing the
2 value. The
P value reflects the proportion
of permutated informative sites, with
2 values being equal to
or greater than the observed value. For China D, Nepal TK15,
and HE-JA1 strains, a statistically significant breakpoint was
located at positions 1780/1801, 4555/4684, and 2632/2974, respectively
(Fig.
3B,
4B, and
5B). The 4-SIS test was repeated at either
side of the first significant breakpoint, and for each strain,
a second significant breakpoint was determined at positions
964/989, 581/940, and 4933/5058, respectively (Fig.
3B,
4B,
and
5B). The 4-SIS test was repeated again on either side of
these significant breakpoints. No further breakpoints were detected.
To further test the statistical support for recombination and
to accurately infer the phylogenetic relationships of these
apparently recombinant strains (China D, Nepal TK15, and HE-JA1),
the breakpoints defined by the 4-SIS test were used to divide
the alignments into three genomic regions, and phylogenetic
trees were inferred by maximum likelihood analysis from these
different regions by using PAUP* (Fig.
3C,
4C, and
5C). For
each region, the HKY85 model of nucleotide substitution was
used, incorporating an

shape parameter (using eight discrete
categories of rate variation) for a gamma distribution of rate
heterogeneity among sites, estimated from a neighbor-joining
tree. The neighbor-joining tree topology was also used as the
starting tree in a heuristic search using tree bisection and
reconnection branch swapping for the maximum likelihood analysis.
The reliability of the branching order was assessed by performing
1,000 bootstrap replicates with neighbor joining and the HKY85
model. Finally, the hypothesis that each recombinant clusters
in different phylogenetic positions was tested for each phylogeny
by constructing a tree with TreeEdit (available from
http://evolve.zoo.ox.ac.uk),
with the recombinant relocated to the alternative phylogenetic
positions implicated in the recombination events. Statistical
significance of these alternative phylogenetic hypotheses for
each region was assessed with the one-tailed Kishino-Hasegawa
test and the Shimodaira-Hasegawa test using PAUP* (data not
shown). For each region of China D and Nepal TK15 that was tested,
the maximum likelihood tree was the most significant (
P <
0.05). These significantly discordant phylogenetic relationships
confirm the existence of the two recombination breakpoints for
each recombinant, as identified by the 4-SIS test. In addition,
the bootstrap support values for the position of the recombinants
China D and Nepal TK15 were high (Fig.
3C and
4C). For HE-JA1,
the bootstrap support value for the third region, positions
5058 to 6090, was low (65%), and the maximum likelihood tests
were insignificant for all regions. Thus, we cannot definitively
conclude that HE-JA1 is recombinant. However, it is intriguing
that HE-JA1 was obtained from a 55-year-old Japanese man who
lived in Sapporo City in Hokkaido, Japan, while swJ13-1 was
obtained from a 4-month-old pig from a farm near Sapporo, Japan,
indicating a geographical proximity for these infections of
different host species (
30).
In this study, we analyzed the available full-length genome sequences of HEV, carried out detailed recombination analysis, and definitively identified two recombinant HEV strains: China D and Nepal TK15 (Fig. 3 and 4, respectively). Note that China D was isolated in 1987 during the outbreak from 1986 to 1988 in the Xinjiang province in northwest China, while Nepal TK15 was isolated in 1992 in the Kathmandu region. The discordant phylogenetic relationships of these two strains demonstrate that recombination within HEV genotypes takes place, although no intergenotype recombination was detected. Recombination events must be the result of either coinfection or superinfection of the same infected host. Such dual infection of the same patient by HEV from two distinct genotypes has been documented (43). Similar recombination events have been described for other plus-strand RNA viruses, such as poliovirus, alphaviruses, and more recently, dengue virus (8, 14, 34, 46, 51). Presumably the occurrence of recombination and the detection of multiple breakpoints are due to divergent HEV genomes coming into proximity during replication and strand switching occurring.
Interestingly, there was some indication of recombination involving swine and human HEV strains from the split-decomposition and informative-site analyses. However, this result was not confirmed by all of the bootstrap support values or the maximum likelihood tests. This could be due to the conservative nature of these tests, coupled with the low diversity among these strains. However, we must conclude that, while the evidence is persuasive, it is by no means conclusive that HE-JA1 is recombinant. Nonetheless, these types of events involving recombination between viruses infecting different host species, even if tentative, need to be recorded, as they have serious implications for the future evolution of infectious agents, specifically for HEV's potential to emerge as a significant human disease and to become better established in the human population.

ACKNOWLEDGMENTS
This work was supported by the French Army Health Service. J.F.
received financial support from the University of Manchester
OSS fund.
We are grateful to J. Viret, P. Binder, and D. Dormont for encouraging this research.

FOOTNOTES
* Corresponding author. Mailing address: Michael Smith Building, University of Manchester, Oxford Road, Manchester M13 9PT, United Kingdom. Phone: 44 (0)161 275 5089. Fax: 44 (0)161 275 5082. E-mail:
david.robertson{at}manchester.ac.uk.


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Journal of Virology, July 2005, p. 9306-9314, Vol. 79, No. 14
0022-538X/05/$08.00+0 doi:10.1128/JVI.79.14.9306-9314.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
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